Privacy Policy

MICG INVESTMENT MANAGEMENT, LLC PRIVACY STATEMENT MICG

Investment Management is committed to your financial well being, and protecting the privacy and security of the information you share with us is part of that commitment. As our client, you have trusted us to help you achieve financial success and security. To maintain that trust, we are committed to protecting the privacy and security of your personal information. This notice is intended to help you understand how we collect, use, and safeguard your information.

GENERAL PRIVACY PRINCIPLE

We treat the personal information of our clients in a confidential manner. We do not provide any information to any companies for the purpose of marketing their products or services to our clients.

TYPES OF NONPUBLIC PERSONAL INFORMATION WE COLLECT

All the personal information we collect is obtained directly from our clients. The reason we collect and maintain personal information is to service and administer our client relationships and transactions. The types of information that we may collect include: Information provided to us on an application or other forms, such as name, address, date of birth, social security or tax identification number, home and office telephone numbers, income bracket, or net worth bracket. On new account applications, we also collect the name, social security number, date of birth, and employer of the spouse. Client investment experience and securities transaction history. Medical or health information that a client authorizes us to receive from doctors or other health care providers and medical vendors as required by the insurance providers on applications for insurance.

MICG LIMITS THE SHARING OF INFORMATION

To protect your privacy, we limit the information we share for both existing and former clients. We conduct our business with great respect for the confidential nature of the information being provided. We will not share information about you, whether you are a current or former client, unless authorized by you, except as outlined below. If necessary we disclose information to administer business transactions or when disclosure is required by law. For account holders we disclose the following information to our Clearing Firm, First Clearing, LLC for the purpose of opening accounts, and clearing and completing transactions: Name, address, social security number or tax identification number, birth date, gender, income and net worth bracket, and home and business telephone numbers. We may also disclose client and client account information to entities such as regulatory agencies during the course of routine examinations of our business operations. We share the medical or health information when authorized by the client on the insurance applications with the Insurance Companies for the purpose of obtaining insurance coverage for our clients. We share no information with non-affiliated third party companies.

SHARING INFORMATION WITH AFFILIATED COMPANIES

Our affiliated companies are: Richmond Federal Financial Services, A Credit Union Service Organization serving the Richmond Federal Credit Union; Baylands Financial LLC, a Credit Union Service Organization serving Baylands Federal Credit Union; Partners Financial Services, a Credit Union Service Organization serving the Southern States Credit Union; and Premier Financial, a Credit Union Service Organization serving Entrust Federal Credit Union, Bellwod Federal Credit Union and County of Henrico Federal Credit Union.

YOUR RIGHT TO OPT OUT

You have the right to Opt Out of the disclosure on your nonpublic personal information to our affiliated companies. Please notify Stephanie Beach at 1-888-529-2816, or 757-952-1800. You may also write to us at 11815 Fountain Way, Suite 400, Newport News, VA 23666 or by email at sbeach@micgwealth.com

OUR ONGOING COMMITMENT TO YOUR PRIVACY

We strive to maintain complete and accurate information about you and your accounts. Please let us know immediately if you ever believe that our records contain incomplete or inaccurate information about you. You may contact at the previous telephone numbers mailing address or email address.

Thank you.